9. INDUSTRY, INNOVATION, AND INFRASTRUCTURE

US Bancorp In Talks To Settle SEC Recordkeeping Probe – Law360

2 years ago
by Amanda
5 Views
1 min read
Written by Amanda
By Jon Hill (November 1, 2023, 9:43 PM EDT) — U.S. Bancorp told investors on Wednesday that it may settle with the U.S. Securities and Exchange Commission as part of an ongoing, industry-wide enforcement sweep tied to the unapproved use of personal messaging apps on Wall Street….

Source: law360.com

You may also like

About the author

Amanda

Hi there, I am Amanda and I work as an editor at impactinvesting.ai;  if you are interested in my services, please reach me at amanda.impactinvesting.ai

View all posts